-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HABkdH43HZBcNTHM1GhDgt3+EEbWnvjeYJXjWXkolyaUx0TqzHbzuGA467c1JHR7 mwENFxyuFCn0zsBaAT+zDQ== 0000909518-04-000273.txt : 20040322 0000909518-04-000273.hdr.sgml : 20040322 20040322060254 ACCESSION NUMBER: 0000909518-04-000273 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040322 GROUP MEMBERS: NATIONAL BROADCASTING COMPANY HOLDINGS, INC. GROUP MEMBERS: NATIONAL BROADCASTING COMPANY, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TIVO INC CENTRAL INDEX KEY: 0001088825 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 770463167 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-57007 FILM NUMBER: 04681169 BUSINESS ADDRESS: STREET 1: 2160 GOLD STREET STREET 2: PO BOX 2160 CITY: ALVISO STATE: CA ZIP: 95002 BUSINESS PHONE: 4087476080 MAIL ADDRESS: STREET 1: 894 ROSS DRIVE STREET 2: SUITE 100 CITY: SUNNYVALE STATE: CA ZIP: 94089 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CO CENTRAL INDEX KEY: 0000040545 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 140689340 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 3135 EASTON TURNPIKE STREET 2: W3M CITY: FAIRFIELD STATE: CT ZIP: 06828 BUSINESS PHONE: 203-373-2211 MAIL ADDRESS: STREET 1: 3135 EASTON TURNPIKE STREET 2: W3M CITY: FAIRFIELD STATE: CT ZIP: 06828 SC 13D/A 1 mv3-22_13da3.txt ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (AMENDMENT NO. 3) TiVo, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.001 par value per share - -------------------------------------------------------------------------------- (Title of class of securities) 888706-10-8 - -------------------------------------------------------------------------------- (CUSIP Number) Elizabeth A. Newell, Vice President, Corporate and Transactions Law National Broadcasting Company, Inc. 30 Rockefeller Plaza New York, New York 10012 (212) 664-7024 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 19, 2004 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rules 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. ================================================================================
- ----------------------------------------------------------------- ------------------------------------------------- CUSIP No. 888706-10-8 13D Page 2 - ----------------------------------------------------------------- ------------------------------------------------- - ----------------- ----------------------------------------------- ---------------------------------------------------------------- 1 NAME OF REPORTING PERSONS National Broadcasting Company, Inc. I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): 14-1682529 - ----------------- ---------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_] (b) [x] - ----------------- ---------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------- -------------------------- ------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: N/A - ----------------- ---------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - ----------------- -------------------------------------------------------------- ------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware - --------------------------- ------ --------------------------------------------- ------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 3,687,151 SHARES ------ --------------------------------------------- ------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 0 OWNED BY ------ --------------------------------------------- ------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 3,687,151 REPORTING ------ --------------------------------------------- ------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 - ----------------- ---------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 3,687,151 - ----------------- ---------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ----------------- ---------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 4.6% - ----------------- ----------------------------------------------- ---------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - ----------------- ----------------------------------------------- ---------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! 2 - ----------------------------------------------------------------- ------------------------------------------------- CUSIP No. 888706-10-8 13D Page 3 - ----------------------------------------------------------------- ------------------------------------------------- - ----------------- ----------------------------------------------- ---------------------------------------------------------------- 1 NAME OF REPORTING PERSON: National Broadcasting Company Holdings, Inc. I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): 13-3448662 - ----------------- ---------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_] (b) [x] - ----------------- ---------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------- -------------------------- ------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: N/A - ----------------- ---------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - ----------------- -------------------------------------------------------------- ------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware - --------------------------- ------ --------------------------------------------- ------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: Disclaimed (see 11 below) SHARES ------ --------------------------------------------- ------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 0 OWNED BY ------ --------------------------------------------- ------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: Disclaimed (see 11 below) REPORTING ------ --------------------------------------------- ------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 - ----------------- ---------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: Beneficial ownership of all shares disclaimed by National Broadcasting Company Holding, Inc. - ----------------- ---------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ----------------- ---------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): Not applicable (see 11 above) - ----------------- ----------------------------------------------- ---------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - ----------------- ----------------------------------------------- ---------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! 3 - ----------------------------------------------------------------- ------------------------------------------------- CUSIP No. 888706-10-8 13D Page 4 - ----------------------------------------------------------------- ------------------------------------------------- - ----------------- ----------------------------------------------- ---------------------------------------------------------------- 1 NAME OF REPORTING PERSON: General Electric Company I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): 14-0689340 - ----------------- ---------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_] (b) [x] - ----------------- ---------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------- -------------------------- ------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: N/A - ----------------- ---------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [_] PURSUANT TO ITEM 2(d) OR 2(e): - ----------------- -------------------------------------------------------------- ------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: New York - ------------------------------- ------ ----------------------------------------- ------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: Disclaimed (see 11 below) SHARES ------ ----------------------------------------- ------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 0 OWNED BY ------ ----------------------------------------- ------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: Disclaimed (see 11 below) REPORTING ------ ----------------------------------------- ------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 - ----------------- ---------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: Beneficial ownership of all shares disclaimed by General Electric Company - ----------------- ---------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ----------------- ---------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): Not applicable (see 11 above) - ----------------- ----------------------------------------------- ---------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - ----------------- ----------------------------------------------- ----------------------------------------------------------------
SEE INSTRUCTIONS BEFORE FILLING OUT! 4 This Amendment No. 3 amends the Schedule 13D dated March 18, 2002, as amended, and is filed by National Broadcasting Company, Inc. ("NBC"), for and on behalf of itself, National Broadcasting Company Holding, Inc. ("NBC Holding"), and General Electric Company ("GE") (each a "Reporting Person"), with respect to the common stock, $0.001 par value per share (the "Common Stock"), of TiVo Inc. (the "Company"). Item 5. Interest in Securities of the Issuer. (a) The responses of the Reporting Persons to Rows (11) through (13) of the cover pages of this Amendment No. 3 are incorporated herein by reference. As of March 19, 2004, NBC beneficially owned in the aggregate 3,687,151 shares of the Common Stock, representing approximately 4.6% of the outstanding shares of Common Stock (based on the number of shares outstanding as of March 15, 2004, as reported in the Company's Registration Statement on Form S-3 filed with the Commission on March 18, 2004). In addition, General Electric Capital Corporation ("GE Capital"), an affiliate of NBC, beneficially owned 5,928 shares of Common Stock. Except as disclosed in this Item 5(a), none of the Reporting Persons, nor, to the best of their knowledge, any of their directors, or executive officers, beneficially owns any shares of Common Stock. (b) The responses of the Reporting Persons to (i) Rows (7) through (10) of the cover pages of this Amendment No. 3 and (ii) Item 5(a) hereof are incorporated herein by reference. Except as disclosed in this Item 5(b), none of the Reporting Persons, nor to the best of their knowledge, any of their directors or executive officers, presently has the power to vote or direct the vote or to dispose or direct the disposition of any of the shares of Common Stock which they may be deemed to beneficially own. (c) None of the Reporting Persons, nor, to the best of their knowledge, any of their directors or executive officers, has effected any transaction in the Common Stock since the last Schedule 13D amendment except that on January 27, 2004, GE Capital received a pro-rata distribution-in-kind of 5,928 shares of Common Stock from a fund in which it is a non-managing minority member. (d) Not applicable. (e) The Reporting Persons ceased to beneficially own more than five percent of the Common Stock on or prior to February 9, 2004, as a result of a change in the number of shares of Common Stock reported by the Issuer to be outstanding. 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: March 19, 2004 NATIONAL BROADCASTING COMPANY, INC. By: /s/ Elizabeth A. Newell -------------------------------------------- Name: Elizabeth A. Newell Title: Assistant Secretary NATIONAL BROADCASTING COMPANY HOLDING, INC. By: /s/ Elizabeth A. Newell -------------------------------------------- Name: Elizabeth A. Newell Title: Assistant Secretary GENERAL ELECTRIC COMPANY By: /s/ Michael R. McAlevey -------------------------------------------- Name: Michael R. McAlevey Title: Chief Corporate & Securities Counsel -----END PRIVACY-ENHANCED MESSAGE-----